Our Wealth Management Process

  • Defining your personalized strategy by reviewing your goals, risk tolerance, time frame and cash flow   
  • Recommending specific mutual funds/ETFs and allocations
  • Processing your paperwork, opening your accounts and placing trades
  • Rebalancing your portfolio to keep allocations consistent with goals
  • On-going guidance to keep you on track to meet your goals

We Are Unique

  • Access:  Call our personal cell phones                                                                                                                                                                                                        
  • Physician Focus:  We exclusively serve physicians, their families and their practices                                                                                                                                                                                                        
  • Expertise:  Rest easy and let our years of experience work for you                                                                                                                                                                                                       
  • Comprehensive:  We incorporate insurance and investments into your financial plan                                                                                                                                                                                                        
  • Multi-State Licensed:  The BattDouglas team works with physicians throughout the country*

*current state security licenses: AZ, CA, DC, FL, GA, IL, IN, MI, MO, NC, ND, NJ, NV, NY, OH, PA, SD, TX, VA, WA, MN

Your Relationship Benefits:

  • Monthly economic update                                                                                                                                                                                                                                                                                                                                     
  • Monthly / quarterly account statement                                                                                                                                                                                                        
  • Consolidated online performance reports                                                                                                                                                                                                         
  • Personalized risk assessment and investment recommendations                                                                                                                                                                                                     
  • Quarterly proactive and personal contact from your BattDouglas team                                                                                                                                                                                                         
  • Annual investment allocation and portfolio review                                                                                                                                                                                                         
  • Concierge level service: Call our cell phones when you need us

 

Our Wealth Management Fees:

For accounts over $20,000, we follow the schedule below:

  • $20,000 - $250,000 - 1.00%*  ($100 per $10,000 invested)
  • $250,001 - $500,000 -  0.09%* ($90 per $10,000 invested)
  • $500,001 - $1,000,000 -  0.08%*  ($80 per $10,000 invested)
  • $1,000,001 and up - .07%*  ($70 per $10,000 invested)
    *additional fees charged by the underlying funds and management platform will apply.

For accounts under $20,000,our portfolios are built using loaded mutual funds.  

  • Example:  front end fee (A share: 5.75% estimated) or level fee (C share: 1.00% estimated) plus the fund's expense ratio.

 

Disclaimer:
Registered Representative. Securities offered through Cambridge Investment Research, Inc.,  a Broker/Dealer, Member FINRA/SIPC. Investment Advisor Representative Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge and BattDouglas are not affiliated. This communication is strictly intended for individuals residing in the states of CA, CO, FL, GA, IN, MO, NY, OH, PA. No offers may be made or accepted from any resident outside the specific state(s) referenced. Cambridge does not provide tax advice."

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